| |
RED |
WHITE |
BLUE |
| INVESTMENT SERVICES |
|
|
|
| Customized Investment Plan |
|
x |
x |
| Ongoing portfolio monitoring/re-allocation |
x |
x |
x |
| Quarterly meetings |
|
x |
x |
| Annual meetings |
x |
|
|
| Comprehensive quarterly statements |
|
x |
x |
| Advisor absorbs cost on most security trades in brokerage accounts |
|
|
x |
| Review of employer provided retirement plans |
x |
x |
x |
| |
|
|
|
| GOAL PLANNING |
|
|
|
| Retirement Income Building and Distribution Planning |
x |
x |
x |
| Recommendations regarding the best distribution strategy for your employer retirement plans and IRA’s |
x |
x |
x |
| Development of an ongoing plan to fund retirement goals |
x |
x |
x |
| Analysis of Education Funding Strategies |
x |
x |
x |
| |
|
|
|
| TAX REDUCTION PLANNING |
|
|
|
| Recommendations on using tax advantaged investments |
x |
x |
x |
| Consultation with CPA |
|
x |
x |
| Comprehensive review of tax return to highlight
opportunities for maximum tax reduction strategies |
|
|
x |
| Current tax law notifications that could affect portfolio |
|
|
x |
| |
|
|
|
| INSURANCE SERVICES |
|
|
|
| Evaluate current coverage of all lines of insurance |
x |
x |
x |
| Life, Health, Disability, Long Term Care |
x |
x |
x |
| Home and Auto |
x |
x |
|
| Implement plan to provide sufficient coverage in all areas |
x |
x |
x |
| |
|
|
|
FAMILY WEALTH AND SUCCESSION PLANNING |
|
|
|
| Analysis of current Estate Plan |
|
|
x |
| Consultation with estate planning attorney |
|
|
x |
| Assistance with proper beneficiary designations |
|
|
x |
| Assess needs for power of attorney, living will, trusts, etc. |
|
|
x |
| Elder Law Planning |
|
|
x |
| |
|
|
|
BUSINESS PLANNING |
|
|
|
| Business Planning Session with expert CPA |
|
|
x |
| Assess necessity for business valuation |
|
|
x |
| Review proper succession planning |
|
|
x |
| Evaluate entity structure |
|
|
x |
| Review and evaluate current business insurance |
x |
x |
x |
| Assess current business Retirement Plan or need for plan |
x |
x |
x |
| |
|
|
|
MISCELLANEOUS |
|
|
|
| Covered Brokerage IRA fees |
|
|
x |
| Complimentary Notary Services |
|
|
x |
